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    Regulatory Liaison & Business Operational Risk Oversight (AVP)

    Hybrid
    , Thailand
    Posted: September 7, 2024
    Position Details

    Key Responsibilities:

    • Serve as the centralised contact point for BU/SUs under the Retail Segment in relation to regulators, external/internal examination as well as Operational Risk Framework (KRCSA/KORI). Coordinate with other units across the Bank (i.e. Compliance, Legal, Operational Risk Management (ORM), Internal Audit, etc.) to complete tasks within a defined timeline
    • Liaise with BU/SUs under the Retail Segment on regulators/internal audit requests to deliver completed requests within the defined timeline with accuracy
    • Provide baseline advisory on Operational Risk Management framework to BU/SUs under the Retail Segment
    • Monitor on Key Risk and Control Self-Assessment and Key Operational Risk Indicators according to ORM’s framework for BU/SUs under the Retail Segment to ensure timeliness of work and quality control are maintained
    • Conduct independent reviews, and analysis on Key Risk and Control Self-Assessment and Key Operational Risk Indicators across BU/SUs under the Retail Segment to verify the quality and correctness of the information identified by BU/SUs and provide applicable suggestions.
    • Develop and maintain the guidelines related to the responsible areas for the Retail Segment
    • Perform other duties / ad hocprojects related to Operational Risk Management and Regulatory Compliance as assigned.


    Education and Qualifications:

    • Master’s degree in Business Administration, Finance, Economics, Statistics, or related fields; or an equivalent combination of education and experience in Operational Risk Management/Regulatory Compliance/Internal Audit.
    • Preferably 3 years of work experience in Operational Risk Management, Compliance, Audit or related fields in a financial institution.
    • Experience in Operational Risk Management and Risk Advisory is highly preferred.
    • Sound understanding of Operational Risk Management and regulatory requirements, particularly in retail banking products and processes.
    • Strong communication and interpersonal skills and willing to facilitate, collaborate and build effective working relationships with stakeholders from various functions.
    • Excellent critical and analytical skills – the ability to correctly interpret underlying information/data, assess and summarise its impact on operational risk and regulatory compliance.
    • Excellent organizational skills with the ability to manage several assignments and establish priorities.
    • Proven problem-solving skills, self-starter attitude, as well as teamwork.
    • Detail-focused, result-oriented, self-motivated, flexible, enthusiastic, with a good attitude.
    • Proficient knowledge of the Microsoft Office suite as well as experience with specific applications relevant to Operational Risk Management such as GRC.
    • Good command of English; communication and writing skills.



    Skills
    Risk Management
    Analytical Skills
    Finance
    MS Office

    Functions
    Accounting & Finance

    Job Overview

    Job Type:

    Hybrid


    Company

    UOB logo

    UOB

    75 active jobs

    Industry:

    Banking & Finance

    Ready to Apply?

    Submit your application now and take the next step in your career journey.

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