Conduct internal control mapping and testing, periodic monitoring and surveillance reviews, and risk assessments
Conduct all compliance and regulatory matters with international regulatory bodies including supporting registrations.
Prepare regular reports and strategic direction to senior management regarding compliance matters
Prepare documents to obtain relevant licenses for company expansion
Prepare legal documents for corporate matters, and also prepare or review the contract, agreements, legal memo, legal opinion or any legal documents in relation to the Company’s business operation
Apply compliance technology, and coordinating common standards for the documentation, tracking and reporting of issue remediation actions
Stay updated on new regulatory requirements in the lending and cryptocurrency space
Coordinate with various regulatory authorities e.g. SEC, AMLO, BOT
Develop compliance policies and audit program procedures
Develop and implement the policy, legal documents, manual or procedures on the data protection matters
Focus on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews
Work with in-house and external advisories to monitor, and then implement responses to, regulatory developments that impact the businesses
Track new product/service launch compliance items
Collaborate with other departments on special projects and special compliance projects as necessary
Create an up-to-date communications plan and give training on all Compliance issues to Company’s staff and relevant stakeholders
Qualifications:
Bachelor’s degree or higher in Laws, Business Administration or any related field of study.
A minimum of 3 years of experience in a legal or compliance role with a substantial knowledge of relevant rules and regulations and the day-to-day compliance affairs (Financial, Cryptocurrency Sector, Data Protection is preferable).
Working knowledge of digital asset trading and blockchain technology.
Well-versed in the art of drafting procedures, analyzing risk in various aspects for the Company’s business, evaluating internal controls.
Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
Good communication and presentation skills.
Excellent personality with a can-do attitude, analytical, detail-oriented and ability to meet deadlines.
Strong written and verbal communication skills in Thai and English.
Computer literate in Microsoft Word, Excel and PowerPoint, and Google Workspace.
